I really appreciate the time you spend on my blog. To make the blog more useful, I’ve added a Legal Links button, up there to the right. To start, you’ll find links to:
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The JOBS Act
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Title II of the JOBS Act
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Title III of the JOBS Act
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Title IV of the JOBS Act
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Broker-Dealer Exemption of JOBS Act
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Regulation D
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Rule 506 of Regulation D
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Definition of “Accredited Investor”
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Regulation A+
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SEC Preamble to Regulation A+ (March 25, 2015)
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Regulation S
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Investment Company Act of 1940
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Investment Advisers Act of 1940
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Trust Indenture Act of 1939
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SEC Preamble to Rule 506(c) (July 10, 2013)
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Proposed Regulations Under Title III, With SEC Preamble (October 23, 2013)
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FINRA’s Proposed Rules for Title III Funding Portals
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SEC Compliance and Disclosure Interpretations (C&DIs) of 06/23/2015 Concerning Regulation A+
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SEC No-Action Letter to Citizen VC, Inc. (08/06/2015)
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SEC Compliance and Disclosure Interpretations (C&DIs) of 08/06/2015 Concerning General Solicitation
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SEC No-Action Letter to FundersClub (2013)
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SEC No-Action Letter to AngelList (2013)
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Final Title III Regulations (October 30, 2015)
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Title III SEC Forms (October 30, 2015)
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Final Title III Regulations and SEC Preamble (October 30, 2015)
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SEC Proposed Amendments to Rule 147 (October 30, 2015)
I plan to add more links in the future and welcome your suggestions.
Questions? Let me know.